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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): September 21, 2021

 

 

 

WORKHORSE GROUP INC.
(Exact name of registrant as specified in its charter)

 

 

 

Nevada

  001-37673   26-1394771
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

100 COMMERCE DRIVE, LOVELAND, ohio   45140
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (513) 360-4704

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange
on which registered
Common Stock, par value $0.001 per share   WKHS   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

 

 

ITEM 8.01 OTHER EVENTS

 

On September 21, 2021, Workhorse Group Inc. (the “Company”) filed a Part 573 Safety Recall Report with the National Highway Traffic Safety Administration with respect to its determination that additional testing and modifications to existing vehicles are required in order to certify the Company’s C-1000 vehicles under Federal Motor Vehicle Safety Standards. A copy of the Company’s press release, dated September 22, 2021, with respect to this matter is filed as Exhibit 99.1 and is incorporated by reference in this Current Report on Form 8-K.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

Exhibit No.   Description
   
99.1  

Press release issued September 22, 2021.

104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  WORKHORSE GROUP INC.
   
Date: September 22, 2021 By: /s/ James D. Harrington
    James D. Harrington
    Chief Administrative Officer, General Counsel and Secretary

  

 

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