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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No. 001754100
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Stephen D. Baksa
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) ¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
New Jersey
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5.
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Sole Voting Power
7,110,275 (1)
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
7,110,275 (1)
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,110,275 (1)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
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11.
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Percent of Class Represented by Amount in Row (9)
12.6%
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12.
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Type of Reporting Person (See Instructions)
IN
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(1)
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Includes (i) 6,041,941 shares of common stock held directly by Mr. Baksa, (ii) 310,000 shares held by the Stephen D. Baksa 2012 Trust F/B/O Sarah E. Marra, F/B/O Brian S. Baksa, (iii) a common stock purchase warrant to acquire 125,000 shares of common stock at $0.80 per share, (iv) a common stock purchase warrant to acquire 83,334 shares of common stock at $0.80 per share, (v) a common stock purchase warrant to acquire 150,000 shares of common stock at $0.25 per share, (vi) a common stock purchase warrant to acquire 50,000 shares of common stock at $0.25 per share, (vii) a common stock purchase warrant to acquire 100,000 shares of common stock at $0.25 per share and (viii) a common stock purchase warrant to acquire 250,000 shares of common stock at $0.40 per share.
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Item 1.
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(a)
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Name of Issuer
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AMP Holding Inc. (the “ Issuer ”)
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(b)
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Address of Issuer’s Principal Executive Offices
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100 Commerce Drive
Loveland, Ohio 45140
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Item 2.
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(a)
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Name of Person Filing
Stephen D. Baksa
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(b)
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Address of Principal Business Office or, if none, Residence
2 Woods Lane
Chatam, NJ 07928
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(c)
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Citizenship
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New Jersey
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(d)
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Title of Class of Securities
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Common stock, $0.001 par value per share, of the Issuer (the “ Common Stock ”) and Common Stock Purchase Warrants to acquire Common Stock.
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(e)
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CUSIP Number
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001754100
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Not applicable.
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Item 4.
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Ownership.
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Includes (i) 6,041,941 shares of common stock held directly by Mr. Baksa, (ii) 310,000 shares held by the Stephen D. Baksa 2012 Trust F/B/O Sarah E. Marra, F/B/O Brian S. Baksa, (iii) a common stock purchase warrant to acquire 125,000 shares of common stock at $0.80 per share, (iv) a common stock purchase warrant to acquire 83,334 shares of common stock at $0.80 per share, (v) a common stock purchase warrant to acquire 150,000 shares of common stock at $0.25 per share, (vi) a common stock purchase warrant to acquire 50,000 shares of common stock at $0.25 per share, (vii) a common stock purchase warrant to acquire 100,000 shares of common stock at $0.25 per share and (viii) a common stock purchase warrant to acquire 250,000 shares of common stock at $0.40 per share.
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Item 5.
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Ownership of Five Percent or Less of a Class
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9.
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Notice of Dissolution of Group
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Not applicable.
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Item 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Date: March 6, 2013
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/s/ Stephen D. Baksa
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Stephen D. Baksa
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